美国商品期货交易委员会 (CFTC) 就举报人规则拟议规则制定通知征求公众意见

CFTC 就举报人规则拟议规则制定通知征求公众意见 |美国商品期货交易委员会
版本号 9250-26
美国商品期货交易委员会 (CFTC) 就举报人规则拟议规则制定通知征求公众意见
2026 年 6 月 11 日
华盛顿——商品期货交易委员会今天发布了一份拟议规则制定通知，以修改其举报规则。
该提案包含对举报人奖励 500 万美元或以下的 30% 推定，具体取决于委员会的酌处权及其对相关监管因素的分析。拟议规则以美国证券交易委员会第 21F-6(c) 条规则为蓝本，进一步加强了两个委员会之间正在进行的协调工作。委员会预计这一新规定将提高举报人奖励索赔处理的效率、透明度和可预测性。
“我们的举报办公室必须及时、透明地处理举报人的指控，这一点至关重要，”主席迈克尔·S·塞利格 (Michael S. Selig) 说。 “这是与 SEC 协调的重要一步，同时也促进了举报人的利益。”
征求意见期将在《联邦公报》公布拟议规则制定通知后开放 30 天。意见可以通过Regulations.gov 以电子方式提交。收到的评论将发布在Regulations.gov 上。
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CFTC Seeks Public Comment on Notice of Proposed Rulemaking Concerning Whistleblower Rules | CFTC
Release Number 9250-26
CFTC Seeks Public Comment on Notice of Proposed Rulemaking Concerning Whistleblower Rules
June 11, 2026
WASHINGTON — The Commodity Futures Trading Commission today published a Notice of Proposed Rulemaking to amend its whistleblower rules.
The proposal incorporates a 30 percent presumption for whistleblower awards of $5 million or less, subject to Commission discretion and its analysis of relevant regulatory factors. The proposed rule is modeled on the Securities and Exchange Commission’s rule 21F-6(c), further enhancing the ongoing efforts at harmonization between the two Commissions. The Commission expects this new provision to improve the efficiency, transparency, and predictability of whistleblower award claims’ processing.
“It is critical that our Whistleblower Office promptly and transparently process whistleblower claims,” said Chairman Michael S. Selig. “This is an important additional step towards harmonization with the SEC while advancing the interests of whistleblowers.”
The comment period will be open for 30 days after publication of the Notice of Proposed Rulemaking in the Federal Register. Comments may be submitted electronically through Regulations.gov . Comments received will be posted on Regulations.gov .
-CFTC-