CFTC 针对涉及所列举活动的活动合同的拟议规则制定通知征求公众意见

CFTC 就涉及所列活动的活动合同的拟议规则制定通知征求公众意见美国商品期货交易委员会
版本号 9249-26
CFTC 针对涉及所列举活动的活动合同的拟议规则制定通知征求公众意见
2026 年 6 月 10 日
华盛顿——商品期货交易委员会今天发布了一份拟议规则制定通知，就 CFTC 条例 40.11 的修正案以及第 40 部分添加附录 F 征求公众意见。
委员会持续观察到 CFTC 注册实体上市交易的赛事合约数量和种类不断增长，其中包括涉及体育赛事的合约。鉴于这些发展，该提案将建立一个结构化框架，用于评估此类合同是否涉及《商品交易法》第 5c(c)(5)(C) 条所列举的活动——涉及恐怖主义、暗杀、战争、赌博或联邦或州法律规定的非法行为——如果是，则该合同是否违反公共利益。
“CFTC 将保护我们受监管市场的完整性，同时不会妨碍负责任的创新，”CFTC 主席 Michael S. Selig 表示。 “这项提案为委员会提供了一个持久、透明的框架，以识别国会指示我们审查的合同，同时让合法市场向前发展。”
三月份，委员会发布了与预测市场相关的拟议规则制定预先通知。该 NPRM 旨在解决 ANPRM 的一个方面，并且 ANPRM 可能会导致进一步的规则制定。该提案规定了一个为期 90 天的审查流程，以确保关键的程序保护以及委员会将在逐个合同的基础上应用的一系列公共利益因素。该提案还定义了关键的法定术语，包括“参与”和“博弈”。
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CFTC Seeks Public Comment on Notice of Proposed Rulemaking Concerning Event Contracts Involving Enumerated Activities | CFTC
Release Number 9249-26
CFTC Seeks Public Comment on Notice of Proposed Rulemaking Concerning Event Contracts Involving Enumerated Activities
June 10, 2026
WASHINGTON — The Commodity Futures Trading Commission today published a Notice of Proposed Rulemaking seeking public comment on amendments to CFTC Regulation 40.11 and the addition of Appendix F to part 40.
The Commission has continued to observe growth in the number and variety of event contracts listed for trading by CFTC-registered entities, including contracts referencing sporting events. In light of these developments, the proposal would establish a structured framework for evaluating whether such contracts involve an activity enumerated in Section 5c(c)(5)(C) of the Commodity Exchange Act —activity that involves terrorism, assassination, war, gaming, or conduct that is unlawful under federal or state law—and, if so, whether that contract is contrary to the public interest.
“The CFTC will protect the integrity of our regulated markets without standing in the way of responsible innovation,” said CFTC Chairman Michael S. Selig. “This proposal gives the Commission a durable, transparent framework to identify the contracts Congress directed us to scrutinize while letting legitimate markets move forward.”
In March, the Commission published an Advanced Notice of Proposed Rulemaking relating to prediction markets. This NPRM is narrowly tailored to address one aspect of that ANPRM and that ANPRM may lead to further rulemaking. The proposal sets out a 90-day review process ensuring critical procedural protections and a set of public interest factors the Commission would apply on a contract-by-contract basis. The proposal also defines key statutory terms, including “involve” and “gaming.”
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